Added the introduction (which includes the lit review), updated kessler region and syndrome sections

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Will King 5 years ago
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\section{Introduction}
\subfile{sections/00_Introduction} %TODO
\section{Current Literature} % Lit Review
\subfile{sections/08_CurrentLiterature}
\section{Modeling the Environment}
\subsection{Laws of Motion}
@ -33,17 +31,6 @@
\subsection{Kessler Syndrome}\label{SEC:Kessler}
\subfile{sections/02_KesslerSyndrome}
\subfile{sections/06_KesslerRegion}
%TODO:
% So these sections need combined and rewritten
% In particular, I want to describe the differences present in
% the proto-kessler region.
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\graphicspath{{\subfix{Assets/img/}}}
\begin{document}
Introduction goes here.
Don't include much yet.
n September of 2019, the European Space Agency (ESA) released a tweet explaining that they had performed an
maneuver to avoid a collision with a SpaceX Starlink Satellite in Low Earth Orbit (LEO)\autocite{EsaTweet}.
While later reports\autocite{ArsTechnicaStatement} described it as the result of miscommunications,
ESA used the opportunity to highlight the difficulties arising from coordinating avoidance maneuvers and how
such coordination will become more difficult as the size and number of
single purpose, single operator satellite fleets (satellite constellations) increase in low earth orbit\autocite{EsaBlog}.
% Background on issues of congestion and pollution
% Kessler Syndrome
In spite of the fact that there is a lot of maneuvering room in outer space,
%\footnote{``Space is big. Really big. You just wont believe how vastly hugely mind bogglingly big it is.
%I mean, you may think its a long way down the road to the chemist,
%but thats just peanuts to space.''\cite{DouglasAdams}}
the repeated interactions of periodic orbits make collisions probable.
Consequently, objects in orbit are subject to both a congestion effect and a pollution effect.
Congestion effects are primarily derived from avoiding collisions between artificial satellites.
Pollution in orbit consists of debris, both natural and man-made, which increases
the probability of an unforeseen collision.
The defining feature of pollution in orbit is that it self-propagates as debris collides with itself
and orbiting satellites to generate more debris.
This dynamic underlies a key concern, originally explored by Kessler and Cour-Palais \autocite{Kessler1978}
that with sufficient mass in orbit (through satellite launches), the debris generating process
could undergo a runaway effect rendering various orbital regions unusable.
This cascade of collisions is often known as Kessler syndrome and
may take place over various timescales.
% ---------------
%Discuss how various definitions of kessler syndrome
% have been proposed in the economics literature to match the models.
%Not sure if the following contributes much given the previous paragraph.
%Although Kessler and Cour-Palais determined that a runaway pollution effect could make a set of orbits
%physically unusable, Adilov et al \autocite{adilov_alexander_cunningham_2018} %Kessler Syndrome
%have shown that economic benefits provided by orbits will drop sufficiently to make the net marginal
%benefit of new launches negative before the physical kessler syndrome occurs.
% ---------------
Orbits may be divided into three primary groups,
Low Earth Orbit (LEO),
Medium Earth Orbit (MEO), and High Earth Orbit (HEO) where Geostationary Earth Orbit (GEO)
considered a particular classification of HEO.
While the topic of LEO allocation has historically remained somewhat unexplored, the last 6 years has seen
a variety of new empirical studies and theoretical models published.
% ---------------
%Allocative efficiency
Macauley provided the first evidence of sub-optimal behavior in orbit
by estimating the welfare loss due to the current method of assigning GEO slots to operators\autocite{Macauley_1998}.
The potential losses due to anti-competitive behavior were highlighted by Adilov et al ,
who have analyzed the opportunities for strategic
``warehousing'' of non-functional satellites as a means of increasing competitive advantage by
denying operating locations to competitors in GEO\autocite{Adilov2019}.
The primary concern expressed in many of the published papers is whether or not orbits will be overused
due to their common-pool nature, and which policies may prevent kessler syndrome.
On this topic, Adilov, Alexander, and Cunningham examine pollution
using a two-period salop model, incorporating the effects of launch debris on
survival into the second period\autocite{adilov_alexander_cunningham_2015}.
They find that the social planner generates debris and launches at lower rates
than a free entry market.
This same result was found by Rao and Rondina in
the context of an infinite period dynamic model.
%Potential Edit
Their approach is defined by the assumption that there are
numerous operators in a free entry environment who
can each launch a single, identical constellation\autocite{RaoRondina2020}.
Rao, Burgess, and Kaffine use this model to estimate that achieving socially optimal
behavior through orbital use fees could increase the value generated by the
space industry by a factor of four\autocite{Rao2020}.
% ---------------
%In addition to analyzing the allocative results, a significant area of interest is
%what impact various policy interventions can have.
%The policies and methods used to analyze their impact have been widely varied.
% What policies have been evaluated?
% - Muller et al analyze debris removal
% - Grzelka and Wagner \autocite{GrzelkaWagner2019} explore methods of encouraging satellite quality (in terms of debris) and cleanup.
% - Rao compares launch vs operation taxes
% - Adilov et al ?????
%Other papers to review:
% Muller, Rozanova, Urdanoz (Economic Valuation of Debris Removal, IAC conference 2017)
% Salter (Space Debris, Mercantus Working Paper 2015)
%
%
% ---------------
My %FP
objective is to %explore the effects from organizing satellites into constellations on satellite launch decisions and operation.
describe the dynamic decision-making process facing constellation operators,
how their launch decisions diverge from the socially optimal,
and the ways in which various policies encourage or discourage optimal decision making.
%I %FP
%do this by extending Rao and Rondina's dynamic satellite operators model\autocite{RaoRondina2020}
%to account for non-symmetric constellation sizes and
%incorporate the effects of both economies of scale as satellites in constellations complement each other and
%collision avoidance efficiencies where satellites are less likely to collide with constellation members.
%Explain what the article does.
% The primary results of this paper are:
% preliminary development of the dynamic model,
% characterization of the general solutions to both the constellation operators' problems and
% the fleet planner's problem,
% and an analysis of survival rates within constellations and the entire fleet.
%Contribution statement
%Adds to raoRondina2020 and adilov2018 in extedning to more diverse situations.
This work is mainly a theoretical expansion of two models:
\begin{itemize}
\item Rao and Rondina's model \autocite{RaoRondina2020} dynamic model.
\item Adilov et al's \autocite{adilov_alexander_cunningham_2018} dynamic model.
\end{itemize}
In addition to the expansion, I contribute a general computational solver that allows
us to examine complex scenarios similar to those encountered in actual policymaking.
%Similarities
% - Rao
% - Law of debris:
% - law of motion for stocks
% - Adilov
% - law of Debris
% - constellations
%Differences
% - Rao
% - constellation
% - avoicance efficiencies
% - Adilov
% - Allows for non-firm participants
% - avoidance efficiencies
Below I describe the similarities and differences to these previous models to the current one.
As far as similarities go, it directly inherits the general laws of motion for debris and constellation stocks,
and follows the DSGE modelling approach chosen by Rao.
It is distinguished from these most models by the way it accounts for the following factors:
\begin{itemize}
\item Heterogeneous agent types, including commercial, scientific, and military.
\item Collision avoidance efficiencies, i.e. within-constellation collisions are highly unlikely.
\item Constellations are not assumed to be symmetric.
\end{itemize}
Notably, I differ from \autocite{RaoRondina2020} by allowing constellations to be asymmetric.
\autocite{adilov_alexander_cunningham_2018} permit asymmetric constellations, but assume that all constellation operators are
profit maximizing firms operating in a competitive market with linear demand.
Both Adilov et al and Rao and Rondina assume that satellite destruction rates are the same across
constellations, and that the risk posed by an aditional satellite is the same both within
and without the constellation in which it is launched.
\end{document}

@ -19,61 +19,104 @@ i.e. a runaway pollution effect, but instead corresponds to the end result of ke
The second common definition of ``kessler syndrome'' is due to \cite{RaoRondina}.
They define it in terms of a ``kessler region'', the set of satellite stocks and the debris level
such that:
such that the limit of debris in the future is infinite.
Mathematically this can be represented as:
\begin{align}
\kappa = \left\{ \{s^j_t\}, D_t :
\lim_{k\rightarrow \infty} D_{t+k}\left(\{s^j_{t+k-1}\}, D_{t+k-1}, \{x^j\}\right) = \infty \right\}
\end{align}
There are a few issues with this approach, even though it captures the essence of kessler syndrome
better than the definition proposed by Adilov et al.
The issues it faces are generally the case of not delineating between kessler regions
with significantly different economic outcomes.
% doesn't account for speed of divergence
For example, one subset of the kessler region may render an orbital shell physically useless
within a decade, while another subset increases the risk of satellite destruction by 1\% every ten thousand years.
The former is a global emergency, while the latter is effectively non-existant.
% Not computable.
Finally, determining whether a series is divergent depends on constructing mathematical proofs.
This makes it difficult to computationally identify whether one is within kessler syndrome.
\subsection{Two approaches to kessler syndrome}
\subsection{My approach to kessler syndrome}
I propose to analyze kessler syndrome in a slightly more restricted fashion than \cite{RaoRondina}.
I would define the $\epsilon$-kessler region as:
\begin{align}
\kappa = \left\{ \{s^j_t\}, D_t :
\forall k \geq 0, D_{t+k+1} - D_{t+k} \geq \epsilon > 0 \right\}
\end{align}
%show that this is similar to saying that all non \epsilon kessler regions are bounded by the
%derivative, i.e. are lipshiz
The continuous time equivalent of this condition is an upper bound on the derivative of debris generation,
thus leading to a lipshitz-like function.
It is easily shown that this criteria is sufficient to guarantee Rao and Rondina's criteria.
It has three primary benefits:
\begin{itemize}
\item % Can be solved for algebraically or numerically for a given, bounded state space.
The $\epsilon$-kessler region can be numerically described within bounded state spaces.
\item % This is what you would actually compute.
In a computational model, as most models of any complexity will be,
you cannot check for divergence numerically.
The condition given is a basic guarantee of the divergent behavior that is
required for Kessler Syndrome and acknowledges computational limitations.
\item Finally, a slow divergence is no divergence in the grand scheme of things.
\item
Finally, a slow divergence is no divergence in the grand scheme of things.
It is possible to have a mathematically divergent function, but one that is so slow,
there is no noticable degree of debris growth before Sol enters a red giant phase.
In this specification, it is possible to choose $\epsilon$ such that the divergent behaviors
identified have an impact on a meaningful timescale.
identified have an economic impact on a meaningful timescale.
\end{itemize}
% Issue with this approach: What about cyclical behaviors?
% Autocatalysis leads to high debris leads to reduced launches
% which leads to debris decay leads to increased launches leads to Autocatalysis
There is at least one issue with this definition of $\epsilon$-kessler regions.
Let's define a ``proto-kesslerian'' region as the stock and debris levels such that:
\begin{align}
\kappa = \left\{ \{s^j_t\}, D_t :
D_{t+1} - D_{t} \geq \epsilon > 0 \right\}
\end{align}
It may be, under certain situations, the case that optimal launch rates cycle along with
debris and stock levels, leading to a cycle in and out of the proto-kesslerian regions.
debris and stock levels, leading to a cycle in and out of the $\epsilon$-kesslerian regions.
This is an issue because, assumning a stable cycle, Rao's definition
of the kessler region would capture this behavior, but the $\epsilon$-kessler definition
would not.
I believe, but have not verified, that some choices of $\epsilon$, although permitting cycles,
A particularly pathological case is where debris cycles between just below the cutoff level to
significantly above the cutoff, leading to a highly divergent behavior not captured by this definition.
As far as computability goes, by simulating a phase diagram (for a given solution to the model)
we can determine what sections are in the $\epsilon$-kessler region.
This is a major benefit in a computational model.
A related and more general concept is the ``proto-kesslerian'' region, which is
defined as the stock and debris levels such that:
\begin{align}
\kappa = \left\{ \{s^j_t\}, D_t :
D_{t+1} - D_{t} \geq \varepsilon > 0 \right\}
\end{align}
Note that the debris level is in a $\epsilon$-kessler region when it is in a proto-kesslerian region
for all future periods.
This even simpler to compute than the phase diagram, and can be used to generate a topological view
of proto-kesslerian regions of degre $\varepsilon$.
These are both easier to interpret and various approaches could be used to analyze how debris levels
transition between them.
%what would the integral of gradients weighted by the dividing line give? just a thought.
%Other thoughts
% proto-kesslerian paths, paths that pass into a proto kesslerian region.
In order to capture the cyclic behavior that $\epsilon$-kessler regions miss, we can define a type of
path in the phase diagram called a proto-kesslerian path of degree $\epsilon$, which is any path
that enters the region.
For example, one could simulate a phase diagram and compare paths that fall into a given $\epsilon$-kessler region
and paths that only temporarily pass into the equivalent proto-kesslerian regions.
Comparing the number of paths that fall into each region may give a useful metric for policies that are
designed to decrease the likelihood of kessler syndrome.
I believe, but have not verified, that some choices of $\varepsilon$, although permitting cycles,
would relegate them to levels with minimal economic impact.
%Maybe can be studies by phase or flow diagrams?
%Consider where it cycles between just below epsilon and then to a large increase in debris?
%Area of research: What makes a good \epsilon?
This leads to the important question of ``What makes a good value of $\epsilon$?''
This leads to the important question of ``What makes a good value of $\epsilon$ or $\varepsilon$?''
One method, in the spirit of \cite{Adilov2018}, is to choose a change in debris, $D_{t+1} - D_t$, such that
the loss of satellites in periods $t+1$ to $t+k$ is increased by or to a certain percentage, say 50\%.
the loss of satellites in periods $t+1$ to $t+k$ is increased by or to a certain percentage, say 1\%.
I've put very little thought into addressing this general question so far,
and need to analyze the implications of different choice rules.

@ -2,7 +2,8 @@
\graphicspath{{\subfix{Assets/img/}}}
\begin{document}
Given the definition of kessler syndrome and the law of debris above, we can now
\subsection{Defining the Proto-Kessler Region}
With the definitions of kessler syndrome and the law of debris given above, we can now
explicitly describe the proto-kessler region.
\begin{align}
\epsilon < -\delta D_t + g(D_t) + \gamma \sum^n_{j=1} l^i(\{s^j_t\},D_t) + \Gamma \sum^n_{j=1} \{x^j_t\}
@ -11,5 +12,6 @@ As being in the proto-kessler region is a prerequesit to being in the kessler re
the kessler region depends on the collision rates of the constellation operators.
Although this is a straightforward result, I have not found it in any of the models I've examined so far.
I suspect it will impact optimal pigouvian taxation, but of course, I need to verify this.
I suspect it will impact optimal pigouvian taxation, but of course, I need to verify this in
a computational example.
\end{document}

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\documentclass[../Main.tex]{subfiles}
\graphicspath{{\subfix{Assets/img/}}}
\begin{document}
%% Summary of literature
% List of major research
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\end{document}
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